| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-03-13 | 2017-12-01 |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2013-09-11 | 2014-01-01 |
| Rep | 就證券提供意見 | 2013-08-08 | 2014-01-01 | |
| Rep | 證券交易 | 2013-08-08 | 2014-01-01 | |
| Hafoo Securities Limited | Rep | 證券交易 | 2012-08-03 | 2013-02-24 |
| WILSON SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-08-03 | 2013-02-24 |
| Rep | 證券交易 | 2012-08-03 | 2013-02-24 |