| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2024-05-14 | 2025-04-08 |
| Rep | 證券交易 | 2024-05-14 | 2025-04-08 | |
| RO | 證券交易 | 2020-10-21 | 2024-03-28 | |
| Rep | 證券交易 | 2020-02-04 | 2020-10-21 | |
| Rep | 期貨合約交易 | 2020-02-04 | 2024-03-28 | |
| Global Fortune United (Hong Kong) Limited | RO | 提供資產管理 | 2018-09-21 | 2019-07-05 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2012-11-19 | 2017-08-04 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2012-08-09 | 2017-08-04 |