| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2024-09-24 | 2025-05-09 |
| Rep | 證券交易 | 2024-09-24 | 2025-05-09 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2014-04-22 | 2023-10-17 |
| Rep | 就證券提供意見 | 2014-04-22 | 2023-10-17 | |
| Rep | 證券交易 | 2014-04-22 | 2023-10-17 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-08-13 | 2012-10-22 |