| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Long Bridge HK Limited | Rep | 期貨合約交易 | 2025-07-03 | - |
| RO | 證券交易 | 2024-11-26 | - | |
| Rep | 提供資產管理 | 2023-06-27 | - | |
| Rep | 就證券提供意見 | 2022-02-18 | - | |
| Rep | 證券交易 | 2022-02-18 | 2024-11-26 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2020-02-24 | 2022-01-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-02-24 | 2022-01-23 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-10-05 | 2019-01-18 |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | 證券交易 | 2017-03-31 | 2018-09-24 |
| Mason Securities Limited | Rep | 證券交易 | 2014-03-19 | 2015-09-15 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-03-19 | 2015-09-15 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2012-08-15 | 2012-08-23 |
已採集記錄中暫無金管局登記。