| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mason Securities Limited | Rep | 就機構融資提供意見 | 2012-12-27 | 2015-07-06 |
| Rep | 證券交易 | 2012-12-27 | 2015-07-06 | |
| Chanceton Capital Partners Limited | Rep | 就機構融資提供意見 | 2012-10-19 | 2012-12-03 |
| Everbright Securities Global (HK) Limited | Rep | 證券交易 | 2011-07-22 | 2011-08-20 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2010-12-03 | 2010-12-15 |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2010-01-12 | 2010-07-12 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2010-01-12 | 2010-07-12 |