| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alpha Win Capital Limited | Rep | 提供資產管理 | 2021-05-24 | - |
| Rep | 就證券提供意見 | 2021-04-22 | - | |
| Rep | 證券交易 | 2021-04-22 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-11-06 | 2021-03-26 |
| Rep | 證券交易 | 2019-11-06 | 2021-03-26 | |
| BOCOM International Asset Management Limited | Rep | 提供資產管理 | 2019-05-16 | 2019-10-11 |
| Rep | 就證券提供意見 | 2015-11-03 | 2019-10-11 | |
| Rep | 證券交易 | 2015-10-05 | 2019-10-11 | |
| Quam Securities Limited | Rep | 期貨合約交易 | 2014-09-17 | 2015-09-26 |
| Rep | 證券交易 | 2014-09-17 | 2015-09-26 | |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | 期貨合約交易 | 2012-08-21 | 2014-09-05 |