| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XCap Partners Limited | Rep | 就機構融資提供意見 | 2024-04-03 | 2026-05-22 |
| Rep | 就證券提供意見 | 2024-04-03 | 2026-05-22 | |
| Rep | 證券交易 | 2024-04-03 | 2026-05-22 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2018-04-03 | 2022-07-15 |
| Rep | 就證券提供意見 | 2018-04-03 | 2022-07-15 | |
| Rep | 證券交易 | 2018-04-03 | 2022-07-15 | |
| China Renaissance Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2016-12-22 | 2018-01-15 |
| Rep | 就機構融資提供意見 | 2016-07-12 | 2016-12-22 | |
| Rep | 證券交易 | 2016-07-12 | 2018-01-15 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-08-22 | 2016-03-29 |
| Rep | 證券交易 | 2012-08-22 | 2016-03-29 |