| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Canfield Securities Company Limited | Rep | 就證券提供意見 | 2019-08-19 | 2021-03-01 |
| Rep | 提供資產管理 | 2019-08-19 | 2021-03-01 | |
| RO | 證券交易 | 2019-03-21 | 2021-03-01 | |
| Rep | 證券交易 | 2017-10-17 | 2019-03-21 | |
| Quam Securities Limited | Rep | 提供資產管理 | 2014-04-22 | 2017-09-29 |
| Rep | 期貨合約交易 | 2012-10-11 | 2017-09-29 | |
| Rep | 證券交易 | 2012-10-11 | 2017-09-29 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2012-08-22 | 2012-09-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-08-22 | 2012-09-29 |