| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-12-23 | 2021-12-10 |
| Rep | 提供資產管理 | 2016-12-23 | 2021-12-10 | |
| Rep | 證券交易 | 2016-12-23 | 2021-12-10 | |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2014-01-08 | 2015-08-15 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2014-01-08 | 2015-08-15 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2012-08-28 | 2013-08-05 |
| Rep | 證券交易 | 2012-08-28 | 2013-08-05 |