| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2019-04-30 | - |
| RO | 證券交易 | 2019-04-30 | - | |
| Rep | 就證券提供意見 | 2018-08-13 | 2019-04-30 | |
| Rep | 證券交易 | 2018-08-13 | 2019-04-30 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-08-13 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-04-20 | 2018-04-30 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-08-28 | 2018-04-30 |
| Rep | 證券交易 | 2012-08-28 | 2018-04-30 |