| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2017-12-04 | - |
| RO | 證券交易 | 2017-12-04 | - | |
| Rep | 證券交易 | 2014-12-10 | 2017-12-04 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-12-10 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-10-10 | 2014-10-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2012-08-28 | 2014-10-31 |