| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 證券交易 | 2026-02-23 | - |
| Rep | 證券交易 | 2025-05-20 | 2026-02-23 | |
| CITIC Securities International Global Markets Limited | RO | 證券交易 | 2024-09-20 | 2025-02-14 |
| CLSA LIMITED | RO | 證券交易 | 2024-09-20 | 2025-02-14 |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2023-03-21 | 2024-09-20 |
| CLSA LIMITED | Rep | 證券交易 | 2019-07-08 | 2024-09-20 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2013-12-23 | 2016-02-15 |
| CLSA LIMITED | Rep | 證券交易 | 2012-09-03 | 2019-06-12 |
已採集記錄中暫無金管局登記。