| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2020-03-30 | 2021-03-26 |
| MACQUARIE CAPITAL LIMITED | Rep | 提供自動化交易服務 | 2017-09-20 | 2019-08-14 |
| Rep | 證券交易 | 2017-09-20 | 2019-08-14 | |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2013-07-04 | 2015-02-26 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-09-03 | 2012-10-20 |
| Rep | 證券交易 | 2012-09-03 | 2012-10-20 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-09-03 | 2012-10-20 |