| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 期貨合約交易 | 2015-05-21 | - |
| Rep | 證券交易 | 2015-05-21 | - | |
| Rep | 槓桿式外匯交易 | 2015-05-21 | - | |
| Interactive Brokers LLC | Rep | 槓桿式外匯交易 | 2013-04-19 | 2016-12-31 |
| Rep | 期貨合約交易 | 2012-09-06 | 2016-12-31 | |
| Rep | 證券交易 | 2012-09-06 | 2016-12-31 |