| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bletchley Park Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2019-12-19 | 2020-05-27 |
| RO | 提供資產管理 | 2019-12-19 | 2020-05-27 | |
| Rep | 就證券提供意見 | 2019-09-18 | 2019-12-19 | |
| Rep | 提供資產管理 | 2019-09-18 | 2019-12-19 | |
| Rafiki Capital Management (Hong Kong) Limited | RO | 提供資產管理 | 2016-11-07 | 2018-10-31 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2013-01-21 | 2016-09-02 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2012-09-07 | 2013-11-01 |
| Rep | 期貨合約交易 | 2012-09-07 | 2016-09-02 | |
| Rep | 證券交易 | 2012-09-07 | 2016-09-02 |