| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2017-02-13 | 2022-11-25 |
| Rep | 證券交易 | 2017-02-13 | 2022-11-25 | |
| Rep | 期貨合約交易 | 2015-02-27 | 2017-02-12 | |
| Rep | 證券交易 | 2015-02-27 | 2017-02-12 | |
| oOo Securities (HK) Group Limited | Rep | 證券交易 | 2014-02-07 | 2014-10-21 |
| Open Securities Limited | Rep | 期貨合約交易 | 2012-10-16 | 2013-12-16 |
| Rep | 證券交易 | 2012-09-07 | 2013-12-16 |