| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2021-07-23 | - |
| Rep | 就證券提供意見 | 2021-07-05 | - | |
| Rep | 證券交易 | 2021-07-05 | - | |
| Yunfeng Asset Management Limited | Rep | 提供資產管理 | 2019-10-31 | 2021-06-14 |
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2019-10-31 | 2021-06-14 |
| Rep | 提供資產管理 | 2019-10-31 | 2021-06-14 | |
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2019-10-31 | 2021-06-14 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2017-10-10 | 2021-06-14 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2017-10-10 | 2021-06-14 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2012-09-17 | 2017-09-14 |
已採集記錄中暫無金管局登記。