| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2014-04-11 | - |
| Rep | 證券交易 | 2014-04-11 | - | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2013-07-02 | 2014-03-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2013-07-02 | 2014-03-01 |
| De Riva Asia Limited | Rep | 期貨合約交易 | 2012-09-19 | 2013-06-28 |
| Rep | 證券交易 | 2012-09-19 | 2013-06-28 |