| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期貨合約提供意見 | 2013-08-23 | 2014-04-28 |
| Rep | 期貨合約交易 | 2013-08-23 | 2014-04-28 | |
| Rep | 就證券提供意見 | 2013-07-26 | 2014-04-28 | |
| Rep | 證券交易 | 2013-07-26 | 2014-04-28 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 證券交易 | 2012-09-20 | 2013-07-15 |