| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-10-28 | - |
| Rep | 提供資產管理 | 2021-10-28 | - | |
| Rep | 就期貨合約提供意見 | 2021-10-28 | 2025-09-11 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2021-03-17 | 2022-02-24 |
| Rep | 就證券提供意見 | 2021-03-17 | 2022-02-24 | |
| Rep | 提供資產管理 | 2021-03-17 | 2022-02-24 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2021-03-17 | 2022-02-24 |
| Rep | 提供資產管理 | 2021-03-17 | 2022-02-24 | |
| Rep | 證券交易 | 2021-03-17 | 2022-02-24 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-06-03 | 2018-05-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-09-26 | 2015-05-27 |
已採集記錄中暫無金管局登記。