| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2016-07-25 | 2017-06-30 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2012-12-28 | 2013-02-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2012-12-28 | 2013-02-27 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2012-09-27 | 2012-12-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2012-09-27 | 2012-12-26 |