| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2024-03-08 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2022-08-22 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2017-01-25 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-01-25 | - |
| Rep | 證券交易 | 2017-01-25 | 2022-08-22 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-09-27 | 2016-11-21 |
已採集記錄中暫無金管局登記。