| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Surging Waves Capital Limited | RO | 就證券提供意見 | 2026-02-13 | - |
| RO | 提供資產管理 | 2026-02-13 | - | |
| Funde Asset Management (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2013-10-15 | 2024-06-30 |
| Rep | 提供資產管理 | 2013-10-15 | 2024-06-30 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2012-09-27 | 2012-10-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2012-09-27 | 2012-10-31 |