| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-07-06 | - |
| Rep | 期貨合約交易 | 2020-02-17 | - | |
| Rep | 證券交易 | 2020-02-17 | - | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2018-05-03 | 2019-12-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-03-19 | 2019-12-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2018-03-09 | 2019-12-18 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2018-03-09 | 2019-12-18 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2015-10-13 | 2018-02-07 |
| Rep | 期貨合約交易 | 2015-10-13 | 2018-02-07 | |
| Rep | 證券交易 | 2015-10-13 | 2018-02-07 | |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2013-09-16 | 2014-10-09 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-09-28 | 2013-08-26 |
已採集記錄中暫無金管局登記。