| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2025-12-09 | - |
| SC Lowy Securities (HK) Limited | Rep | 證券交易 | 2025-03-26 | 2025-09-12 |
| SC Lowy Asset Management (HK) Limited | Rep | 提供資產管理 | 2023-08-30 | 2025-09-12 |
| SC Lowy Financial (HK) Limited | Rep | 證券交易 | 2023-06-05 | 2025-09-12 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-04-12 | 2015-06-24 |
| Rep | 就證券提供意見 | 2012-10-03 | 2015-06-24 | |
| Rep | 證券交易 | 2012-10-03 | 2015-06-24 |
已採集記錄中暫無金管局登記。