| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SORRENTO SECURITIES LIMITED | RO | 就證券提供意見 | 2022-10-27 | 2023-04-27 |
| RO | 證券交易 | 2022-10-27 | 2023-04-27 | |
| SORRENTO CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-03-21 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2014-11-19 | 2015-10-07 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2013-12-13 | 2015-10-07 |
| BaoQiao Partners Capital Limited | Rep | 就機構融資提供意見 | 2012-10-08 | 2013-11-15 |
金管局記錄暫時無法載入，請稍後重試。