| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2025-10-31 | - |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-09-11 | 2025-09-29 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-06-01 | 2018-08-14 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2016-07-29 | 2018-08-14 |
| Rep | 期貨合約交易 | 2016-01-18 | 2018-08-14 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2015-08-20 | 2018-08-14 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2014-01-23 | 2015-08-05 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-10-08 | 2013-05-29 |