| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2023-06-20 | 2024-12-01 |
| Glory Sun Securities Limited | Rep | 證券交易 | 2020-08-21 | 2022-04-06 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2016-10-11 | 2017-08-28 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2015-03-26 | 2016-04-13 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-11-25 | 2014-12-06 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2012-10-09 | 2014-12-06 |