| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-10-05 | 2022-02-25 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-10-05 | 2023-02-20 |
| Rep | 證券交易 | 2015-10-05 | 2023-02-20 | |
| Mirae Asset Capital (China) Limited | Rep | 就證券提供意見 | 2014-03-27 | 2015-09-16 |
| Rep | 提供資產管理 | 2014-03-27 | 2015-09-16 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-03-27 | 2015-09-16 |
| Rep | 提供資產管理 | 2014-03-27 | 2015-09-16 | |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就證券提供意見 | 2012-10-15 | 2014-03-15 |
| Rep | 提供資產管理 | 2012-10-15 | 2014-03-15 |