Osses, Guillermo Ariel Hong Kong SFC License Details (ID 1967305)

Osses, Guillermo Ariel Hong Kong SFC License Details (ID 1967305)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2015-04-17	2015-04-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2015-04-17	2015-04-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2013-12-09	2013-12-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2013-12-09	2013-12-12
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2013-01-09	2013-01-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2013-01-09	2013-01-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2012-10-17	2012-11-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2012-10-17	2012-11-01