| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-03-20 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-02-27 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-01-21 | 2013-02-28 |
| Rep | 證券交易 | 2013-01-21 | 2013-02-28 | |
| Rep | 期貨合約交易 | 2012-10-18 | 2013-01-18 | |
| Rep | 證券交易 | 2012-10-18 | 2013-01-18 |