| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-04-15 | 2020-08-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2012-11-08 | 2014-03-01 |
| Rep | 證券交易 | 2012-11-08 | 2014-03-01 | |
| Rep | 就證券提供意見 | 2012-10-22 | 2012-10-26 | |
| Rep | 證券交易 | 2012-10-22 | 2012-10-26 |