| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 就機構融資提供意見 | 2022-06-06 | - |
| Rep | 證券交易 | 2022-01-19 | - | |
| Rep | 就機構融資提供意見 | 2022-01-19 | 2022-06-06 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-10-28 | 2021-12-03 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2021-10-27 | 2021-12-03 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-09-23 | 2021-10-28 |
| Lego Corporate Finance Limited | RO | 就機構融資提供意見 | 2018-11-21 | 2021-09-20 |
| Rep | 就機構融資提供意見 | 2016-01-22 | 2018-11-21 | |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-10-22 | 2015-12-31 |
金管局記錄暫時無法載入，請稍後重試。