| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-04-02 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2014-09-08 | - |
| Rep | 證券交易 | 2014-09-08 | - | |
| CHIEF FINANCIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-04-05 | 2014-07-19 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-10-24 | 2014-07-19 |
| Rep | 證券交易 | 2012-10-24 | 2014-07-19 |
已採集記錄中暫無金管局登記。