| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-10-03 | 2014-03-21 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2013-08-16 | 2014-03-21 |
| Rep | 槓桿式外匯交易 | 2013-08-16 | 2014-03-21 | |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2013-01-17 | 2013-05-10 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-10-24 | 2013-05-10 |