| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited | Rep | 就證券提供意見 | 2024-08-08 | - |
| Rep | 提供資產管理 | 2024-08-08 | - | |
| Prudence Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2018-02-22 | 2024-07-12 |
| Rep | 提供資產管理 | 2018-02-22 | 2024-07-12 | |
| Rep | 證券交易 | 2018-02-02 | 2021-04-16 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-11-30 | 2018-01-22 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-11-30 | 2018-01-22 |
| CES Capital International (Hong Kong) Co., Limited | Rep | 證券交易 | 2013-01-04 | 2014-08-27 |
| Rep | 槓桿式外匯交易 | 2013-01-04 | 2014-08-27 | |
| Rep | 期貨合約交易 | 2012-11-05 | 2014-08-27 |
已採集記錄中暫無金管局登記。