| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 證券交易 | 2017-10-26 | - |
| Rep | 就證券提供意見 | 2016-10-07 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-03-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-06-28 | 2017-10-26 |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | 就機構融資提供意見 | 2012-11-05 | 2019-11-30 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2012-11-05 | 2016-03-04 |