| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2019-01-18 | 2024-12-18 |
| Rep | 就證券提供意見 | 2019-01-18 | 2024-12-18 | |
| Rep | 證券交易 | 2019-01-18 | 2024-12-18 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-11-10 | 2018-10-12 |
| Rep | 就證券提供意見 | 2015-11-10 | 2018-10-12 | |
| Rep | 證券交易 | 2015-11-10 | 2018-10-12 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-11-06 | 2015-07-24 |