| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-09-10 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2025-09-10 | - |
| CHINA CIFCO SECURITIES CO., LIMITED | Rep | 就證券提供意見 | 2021-12-09 | 2025-08-06 |
| Rep | 證券交易 | 2021-12-09 | 2025-08-06 | |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2021-10-19 | 2025-08-06 |
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2020-12-02 | 2021-07-02 |
| Open Securities Limited | RO | 期貨合約交易 | 2020-08-17 | 2020-11-23 |
| Rep | 就證券提供意見 | 2020-07-23 | 2020-11-23 | |
| Rep | 證券交易 | 2020-07-23 | 2020-11-23 | |
| Rep | 期貨合約交易 | 2020-07-13 | 2020-08-17 | |
| ZHICHENG INTERNATIONAL FINANCIAL COMPANY LIMITED | RO | 期貨合約交易 | 2019-09-03 | 2020-03-27 |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2018-05-16 | 2019-06-06 |
| Hao Tian International Futures Limited | RO | 期貨合約交易 | 2018-05-09 | 2019-06-06 |
| Rep | 期貨合約交易 | 2017-10-23 | 2018-05-09 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2015-04-20 | 2017-08-04 |
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | 證券交易 | 2014-05-09 | 2015-01-23 |
| Rep | 期貨合約交易 | 2013-08-07 | 2015-01-23 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-11-06 | 2013-01-09 |
已採集記錄中暫無金管局登記。