| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-01-30 | 2017-11-30 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-11-12 | 2017-09-01 |
| Rep | 證券交易 | 2012-11-12 | 2017-11-30 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2012-11-12 | 2017-11-30 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-11-12 | 2017-09-01 |
| Rep | 證券交易 | 2012-11-12 | 2017-11-30 |