| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PANTHERTRADE (HONG KONG) LIMITED | Rep | 提供自動化交易服務 | 2026-09-16 | - |
| Rep | 證券交易 | 2026-09-16 | - | |
| Emperor Asset Management Limited | Rep | 提供資產管理 | 2024-01-02 | 2025-07-14 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2024-01-02 | 2026-01-23 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2024-01-02 | 2025-03-26 |
| Rep | 證券交易 | 2024-01-02 | 2026-01-23 | |
| Emperor Asset Management Limited | Rep | 提供資產管理 | 2021-11-01 | 2022-06-30 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-01 | 2022-06-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2021-11-01 | 2022-06-30 |
| Rep | 證券交易 | 2021-11-01 | 2022-06-30 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 就證券提供意見 | 2018-04-04 | 2021-10-14 |
| Rep | 提供資產管理 | 2018-04-04 | 2021-10-14 | |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2016-08-30 | 2021-10-14 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2016-08-30 | 2021-10-14 |
| GSI FINANCE GROUP LIMITED | Rep | 就機構融資提供意見 | 2016-04-26 | 2016-08-12 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2012-11-13 | 2016-03-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-11-13 | 2016-03-01 |
已採集記錄中暫無金管局登記。