| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就機構融資提供意見 | 2026-09-04 | - |
| RO | 證券交易 | 2026-09-04 | - | |
| Rep | 就機構融資提供意見 | 2026-08-05 | 2026-09-04 | |
| Rep | 證券交易 | 2026-08-05 | 2026-09-04 | |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2020-02-12 | 2026-06-24 |
| RO | 證券交易 | 2020-02-12 | 2026-06-24 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-09-26 | 2020-02-12 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-09-26 | 2020-02-12 |
| LY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-06-24 | 2016-09-18 |
| F.E. Corporate Finance Advisory Limited | Rep | 就機構融資提供意見 | 2012-11-13 | 2013-02-08 |
已採集記錄中暫無金管局登記。