| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-03-30 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-12-16 | - |
| Rep | 期貨合約交易 | 2020-12-16 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-11-30 | - |
| Rep | 證券交易 | 2020-11-30 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-11-14 | 2020-11-09 |
| Rep | 證券交易 | 2017-11-14 | 2020-11-09 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-11-21 | 2017-10-13 |
| Rep | 證券交易 | 2012-11-21 | 2017-10-13 |
已採集記錄中暫無金管局登記。