| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2022-06-17 | 2023-06-26 |
| Rep | 就機構融資提供意見 | 2021-10-29 | 2022-06-17 | |
| Rep | 就證券提供意見 | 2021-10-29 | 2023-06-26 | |
| Rep | 證券交易 | 2021-10-29 | 2023-06-26 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2018-09-05 | 2021-08-02 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2013-06-18 | 2016-06-06 |
| Rep | 證券交易 | 2013-06-18 | 2016-06-06 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2012-11-28 | 2013-04-09 |