| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2026-06-24 | - |
| Oakwise Capital Management Limited | RO | 證券交易 | 2025-01-24 | 2025-10-21 |
| Rep | 證券交易 | 2024-04-30 | 2025-01-24 | |
| Rep | 就證券提供意見 | 2024-04-30 | 2025-10-21 | |
| Rep | 提供資產管理 | 2024-04-30 | 2025-10-21 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就機構融資提供意見 | 2022-06-01 | 2023-12-18 |
| RO | 證券交易 | 2022-06-01 | 2023-12-18 | |
| Rep | 就機構融資提供意見 | 2022-01-28 | 2022-06-01 | |
| Rep | 證券交易 | 2022-01-28 | 2022-06-01 | |
| Rep | 就證券提供意見 | 2022-01-28 | 2023-12-18 | |
| BOCOM International (Asia) Limited | RO | 就機構融資提供意見 | 2021-10-29 | 2022-01-01 |
| RO | 證券交易 | 2021-10-29 | 2022-01-01 | |
| BOCOM International Securities Limited | RO | 證券交易 | 2021-10-29 | 2022-01-01 |
| Rep | 就證券提供意見 | 2021-09-08 | 2022-01-01 | |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2021-08-12 | 2021-10-29 |
| Rep | 證券交易 | 2021-08-12 | 2021-10-29 | |
| BOCOM International Securities Limited | Rep | 證券交易 | 2021-08-12 | 2021-10-29 |
| ABCI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-11-19 | 2021-06-30 |
| RO | 證券交易 | 2019-11-19 | 2021-06-30 | |
| Rep | 就機構融資提供意見 | 2012-11-29 | 2019-11-19 | |
| Rep | 證券交易 | 2012-11-29 | 2019-11-19 |
已採集記錄中暫無金管局登記。