| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PICO ZEMAN SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-09-18 | 2016-02-29 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2013-02-20 | 2013-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2013-02-20 | 2013-06-05 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2012-11-29 | 2013-01-28 |