| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited | RO | 期貨合約交易 | 2018-02-14 | - |
| RO | 證券交易 | 2018-02-14 | - | |
| Rep | 期貨合約交易 | 2016-07-18 | 2018-02-14 | |
| Rep | 證券交易 | 2016-07-18 | 2018-02-14 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2015-08-07 | 2016-06-21 |
| Rep | 證券交易 | 2015-08-07 | 2016-06-21 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2015-07-02 |
| Rep | 證券交易 | 2012-12-03 | 2015-07-02 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-12-03 | 2013-08-31 |
| Rep | 證券交易 | 2012-12-03 | 2013-08-31 |