| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2016-06-22 | 2023-03-17 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2016-06-22 | 2023-03-17 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-12-19 | 2016-05-26 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2012-12-06 | 2016-05-26 |