| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | 就證券提供意見 | 2026-02-05 | - |
| RO | 證券交易 | 2026-02-05 | - | |
| Rep | 證券交易 | 2026-02-04 | 2026-02-05 | |
| Cityline Securities Limited | RO | 證券交易 | 2020-06-18 | 2025-08-31 |
| Rep | 證券交易 | 2020-02-20 | 2020-06-18 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2019-03-06 | 2019-09-02 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2019-03-06 | 2019-09-02 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2012-12-07 | 2018-12-04 |
| Rep | 證券交易 | 2012-12-07 | 2018-12-04 |
已採集記錄中暫無金管局登記。