| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2021-12-23 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-12-23 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2016-01-22 | 2021-12-14 |
| Rep | 證券交易 | 2015-10-22 | 2021-12-14 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2013-11-20 | 2013-12-13 |
| CITY CREDIT CAPITAL (HK) LIMITED | Rep | 槓桿式外匯交易 | 2012-12-10 | 2013-08-16 |